customer.exemptFromBeneficialOwnershipReasonType

Value

Description

UsStockExchangeTradedEntity

Entities traded on a U.S stock exchange (NYSE, American or NASDAQ)

CharityOrNonProfitEntity

A charity or non-profit entity (requires a Control Person)

PublicAccountingFirmRegisteredUnderSection102

A Public Accounting firm registered under section 102 of the Sarbanes-Oxley Act

UsStateRegulatedBank

A Bank regulated by a U.S. state agency

UsRegulatedInsuranceCompany

An Insurance company regulated by a state of the United States

UsRegulatedFinancialInstitution

A U.S regulated financial institution

UsFederalGovernmentAgency

An agency of the U.S. Federal government

UsStateGovernmentAgency

An agency of a U.S. State government

UsLocalGovernmentAgency

A U.S. local government agency

NonUsGovernmentAgency

A non-U.S. government agency engaged in government activities

BankHoldingCompany

A bank holding company

SavingsAndLoanHoldingCompany

A savings and loan holding company

FinancialMarketUtility

A financial market utility designated by the Financial Stability Oversight Council

NonUsEntityOpeningAPrivateBankingAccount

A non-U.S. entity opening a private banking account subject to 31 CFR

ForeignFinancialInstitution

A foreign Financial Institution established in a jurisdiction where the regulator of such institution maintains Beneficial Ownership information

ClassOfSecuritiesIssuer

An issuer of a class of securities

SecCurrentRegisteredFirm

An SEC registered investment company, investment advisor, broker dealer or other registered firm with a current SEC registration number

CommodityFuturesTradingCommissionRegisteredEntity

A Commodity Futures Trading Commission registered entity

ExcludedPooledInvestmentVehicle

A pooled investment vehicle that is operated or advised by a financial institution that is exempt from Beneficial Ownership

NonExludedPooledInvestmentVehicle

Non-excluded pooled investment vehicles—those not operated by or advised by a financial institution such as a non-US managed mutual fund, hedged fund or private equity fund (requires Control Person)

UsStockExchangeMajorityEquityEntity

An Entity, organized under the laws of the United States, with at least 51% of whose commons stock or analogous equity interest held by an entity traded on a U.S. Stock Exchange

UnincorporatedAssociation

Unincorporated Associations (such as scout troops or youth sports leagues) (Unincorporated Associations are excluded and are not required to provide beneficial ownership and signature from a Natural Authorized Person